676 lines
22 KiB
Python
676 lines
22 KiB
Python
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"""
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Integration tests for Metadata Governance runtime pipeline.
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[AC-IDSMETA-18~20] Test routing -> filtering -> retrieval -> fallback chain.
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Test Matrix:
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- AC-IDSMETA-18: Intent routing with target KB selection
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- AC-IDSMETA-19: Metadata filter injection in RAG retrieval
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- AC-IDSMETA-20: Fallback strategy with structured reason codes
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"""
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import pytest
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from unittest.mock import AsyncMock, MagicMock, patch
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from typing import Any
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from dataclasses import dataclass, field
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@dataclass
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class MockIntentRule:
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"""Mock IntentRule for testing."""
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id: str
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name: str
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response_type: str
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target_kb_ids: list[str] | None = None
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keywords: list[str] | None = None
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patterns: list[str] | None = None
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priority: int = 0
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is_enabled: bool = True
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fixed_reply: str | None = None
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flow_id: str | None = None
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transfer_message: str | None = None
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@dataclass
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class MockIntentMatchResult:
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"""Mock IntentMatchResult for testing."""
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rule: MockIntentRule
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match_type: str
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matched: str
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def to_dict(self) -> dict[str, Any]:
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return {
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"rule_id": str(self.rule.id),
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"rule_name": self.rule.name,
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"match_type": self.match_type,
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"matched": self.matched,
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"response_type": self.rule.response_type,
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"target_kb_ids": self.rule.target_kb_ids or [],
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}
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@dataclass
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class MockRetrievalHit:
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"""Mock RetrievalHit for testing."""
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text: str
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score: float
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source: str
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metadata: dict[str, Any] = field(default_factory=dict)
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@dataclass
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class MockRetrievalResult:
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"""Mock RetrievalResult for testing."""
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hits: list[MockRetrievalHit]
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diagnostics: dict[str, Any] = field(default_factory=dict)
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@property
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def hit_count(self) -> int:
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return len(self.hits)
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@property
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def max_score(self) -> float:
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return max((h.score for h in self.hits), default=0.0)
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@property
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def is_empty(self) -> bool:
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return len(self.hits) == 0
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class MockIntentRouter:
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"""Mock IntentRouter for testing."""
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def match(self, message: str, rules: list[MockIntentRule]) -> MockIntentMatchResult | None:
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message_lower = message.lower()
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sorted_rules = sorted(rules, key=lambda r: r.priority, reverse=True)
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for rule in sorted_rules:
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if not rule.is_enabled:
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continue
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if rule.keywords:
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for keyword in rule.keywords:
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if keyword.lower() in message_lower:
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return MockIntentMatchResult(
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rule=rule,
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match_type="keyword",
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matched=keyword,
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)
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if rule.patterns:
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import re
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for pattern in rule.patterns:
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if re.search(pattern, message, re.IGNORECASE):
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return MockIntentMatchResult(
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rule=rule,
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match_type="regex",
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matched=pattern,
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)
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return None
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class MockRetriever:
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"""Mock Retriever with metadata filtering support."""
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def __init__(self, hits: list[MockRetrievalHit] | None = None):
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self._hits = hits or []
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self._last_filter: dict[str, Any] | None = None
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self._last_target_kb_ids: list[str] | None = None
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async def retrieve(
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self,
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tenant_id: str,
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query: str,
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target_kb_ids: list[str] | None = None,
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metadata_filter: dict[str, Any] | None = None,
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) -> MockRetrievalResult:
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self._last_filter = metadata_filter
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self._last_target_kb_ids = target_kb_ids
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filtered_hits = []
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for hit in self._hits:
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if metadata_filter:
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match = True
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for key, value in metadata_filter.items():
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if hit.metadata.get(key) != value:
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match = False
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break
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if not match:
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continue
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if target_kb_ids:
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if hit.metadata.get("kb_id") not in target_kb_ids:
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continue
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filtered_hits.append(hit)
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return MockRetrievalResult(
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hits=filtered_hits,
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diagnostics={
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"filter_applied": metadata_filter is not None,
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"target_kb_ids": target_kb_ids,
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},
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)
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class FallbackStrategy:
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"""
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[AC-IDSMETA-20] Fallback strategy with structured reason codes.
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"""
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REASON_CODES = {
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"NO_INTENT_MATCH": "intent_not_matched",
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"NO_RETRIEVAL_HITS": "retrieval_empty",
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"LOW_CONFIDENCE": "confidence_below_threshold",
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"KB_UNAVAILABLE": "knowledge_base_unavailable",
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"METADATA_FILTER_TOO_STRICT": "filter_excluded_all",
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}
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def execute(
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self,
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reason: str,
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fallback_kb_id: str | None = None,
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fallback_message: str | None = None,
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) -> dict[str, Any]:
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reason_code = self.REASON_CODES.get(reason, "unknown")
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result = {
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"fallback_triggered": True,
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"reason_code": reason_code,
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"fallback_type": None,
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"fallback_content": None,
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}
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if fallback_kb_id:
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result["fallback_type"] = "kb"
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result["fallback_kb_id"] = fallback_kb_id
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elif fallback_message:
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result["fallback_type"] = "fixed"
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result["fallback_content"] = fallback_message
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else:
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result["fallback_type"] = "default"
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result["fallback_content"] = "抱歉，我暂时无法回答您的问题，请稍后重试或联系人工客服。"
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return result
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class TestIntentRouting:
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"""
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[AC-IDSMETA-18] Test intent routing with target KB selection.
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"""
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def setup_method(self):
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self.router = MockIntentRouter()
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def test_keyword_match_routes_to_rag(self):
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"""Intent with response_type=rag should route to RAG with target KBs."""
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rules = [
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MockIntentRule(
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id="rule-1",
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name="退货咨询",
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response_type="rag",
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target_kb_ids=["kb-return", "kb-policy"],
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keywords=["退货", "退款"],
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priority=10,
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)
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]
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result = self.router.match("我想退货怎么办", rules)
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assert result is not None
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assert result.rule.response_type == "rag"
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assert result.rule.target_kb_ids == ["kb-return", "kb-policy"]
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assert result.match_type == "keyword"
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def test_regex_match_routes_to_flow(self):
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"""Intent with response_type=flow should start script flow."""
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rules = [
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MockIntentRule(
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id="rule-2",
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name="订单查询",
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response_type="flow",
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flow_id="flow-order-query",
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patterns=[r"订单.*查询", r"查询.*订单"],
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priority=5,
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)
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]
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result = self.router.match("帮我查询订单状态", rules)
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assert result is not None
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assert result.rule.response_type == "flow"
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assert result.rule.flow_id == "flow-order-query"
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assert result.match_type == "regex"
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def test_fixed_reply_intent(self):
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"""Intent with response_type=fixed should return fixed reply."""
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rules = [
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MockIntentRule(
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id="rule-3",
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name="问候",
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response_type="fixed",
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fixed_reply="您好，请问有什么可以帮您？",
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keywords=["你好", "您好"],
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priority=1,
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)
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]
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result = self.router.match("你好", rules)
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assert result is not None
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assert result.rule.response_type == "fixed"
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assert result.rule.fixed_reply == "您好，请问有什么可以帮您？"
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def test_transfer_intent(self):
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"""Intent with response_type=transfer should trigger transfer."""
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rules = [
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MockIntentRule(
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id="rule-4",
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name="人工服务",
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response_type="transfer",
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transfer_message="正在为您转接人工客服...",
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keywords=["人工", "转人工"],
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priority=100,
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)
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]
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result = self.router.match("我要转人工", rules)
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assert result is not None
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assert result.rule.response_type == "transfer"
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assert result.rule.transfer_message == "正在为您转接人工客服..."
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def test_priority_ordering(self):
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"""Higher priority rules should be matched first."""
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rules = [
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MockIntentRule(
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id="rule-low",
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name="通用问候",
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response_type="fixed",
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fixed_reply="通用问候回复",
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keywords=["你好"],
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priority=1,
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),
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MockIntentRule(
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id="rule-high",
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name="VIP问候",
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response_type="fixed",
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fixed_reply="VIP问候回复",
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keywords=["你好"],
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priority=10,
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),
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]
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result = self.router.match("你好", rules)
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assert result is not None
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assert result.rule.id == "rule-high"
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assert result.rule.fixed_reply == "VIP问候回复"
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def test_no_match_returns_none(self):
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"""No matching intent should return None."""
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rules = [
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MockIntentRule(
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id="rule-1",
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name="退货",
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response_type="rag",
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keywords=["退货"],
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priority=10,
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)
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]
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result = self.router.match("今天天气怎么样", rules)
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assert result is None
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class TestMetadataFilterInjection:
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"""
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[AC-IDSMETA-19] Test metadata filter injection in RAG retrieval.
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|||
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"""
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|
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@pytest.mark.asyncio
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|
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async def test_filter_injection_with_grade_subject_scene(self):
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"""RAG retrieval should inject grade/subject/scene metadata filters."""
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retriever = MockRetriever(hits=[
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MockRetrievalHit(
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text="初一数学知识点",
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score=0.9,
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source="kb",
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metadata={"grade": "初一", "subject": "数学", "scene": "课后辅导", "kb_id": "kb-1"},
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),
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MockRetrievalHit(
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text="初二物理知识点",
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score=0.85,
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source="kb",
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metadata={"grade": "初二", "subject": "物理", "scene": "课后辅导", "kb_id": "kb-1"},
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),
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])
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metadata_filter = {
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"grade": "初一",
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"subject": "数学",
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"scene": "课后辅导",
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}
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|
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result = await retriever.retrieve(
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tenant_id="tenant-1",
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query="数学知识点",
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metadata_filter=metadata_filter,
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)
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|
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assert retriever._last_filter == metadata_filter
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assert result.hit_count == 1
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assert result.hits[0].metadata["grade"] == "初一"
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|
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@pytest.mark.asyncio
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|||
|
|
async def test_target_kb_ids_filtering(self):
|
|||
|
|
"""RAG retrieval should filter by target KB IDs from intent."""
|
|||
|
|
retriever = MockRetriever(hits=[
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|||
|
|
MockRetrievalHit(
|
|||
|
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text="退货政策",
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|||
|
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score=0.9,
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|||
|
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source="kb",
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metadata={"kb_id": "kb-return"},
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),
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MockRetrievalHit(
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text="产品介绍",
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|||
|
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score=0.85,
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source="kb",
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|
|
metadata={"kb_id": "kb-product"},
|
|||
|
|
),
|
|||
|
|
])
|
|||
|
|
|
|||
|
|
result = await retriever.retrieve(
|
|||
|
|
tenant_id="tenant-1",
|
|||
|
|
query="退货",
|
|||
|
|
target_kb_ids=["kb-return"],
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert retriever._last_target_kb_ids == ["kb-return"]
|
|||
|
|
assert result.hit_count == 1
|
|||
|
|
assert result.hits[0].metadata["kb_id"] == "kb-return"
|
|||
|
|
|
|||
|
|
@pytest.mark.asyncio
|
|||
|
|
async def test_combined_filters(self):
|
|||
|
|
"""RAG retrieval should combine target KB and metadata filters."""
|
|||
|
|
retriever = MockRetriever(hits=[
|
|||
|
|
MockRetrievalHit(
|
|||
|
|
text="初一数学教材",
|
|||
|
|
score=0.9,
|
|||
|
|
source="kb",
|
|||
|
|
metadata={"grade": "初一", "subject": "数学", "kb_id": "kb-edu"},
|
|||
|
|
),
|
|||
|
|
MockRetrievalHit(
|
|||
|
|
text="初二数学教材",
|
|||
|
|
score=0.85,
|
|||
|
|
source="kb",
|
|||
|
|
metadata={"grade": "初二", "subject": "数学", "kb_id": "kb-edu"},
|
|||
|
|
),
|
|||
|
|
MockRetrievalHit(
|
|||
|
|
text="初一数学练习",
|
|||
|
|
score=0.8,
|
|||
|
|
source="kb",
|
|||
|
|
metadata={"grade": "初一", "subject": "数学", "kb_id": "kb-exercise"},
|
|||
|
|
),
|
|||
|
|
])
|
|||
|
|
|
|||
|
|
result = await retriever.retrieve(
|
|||
|
|
tenant_id="tenant-1",
|
|||
|
|
query="数学",
|
|||
|
|
target_kb_ids=["kb-edu"],
|
|||
|
|
metadata_filter={"grade": "初一"},
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert result.hit_count == 1
|
|||
|
|
assert result.hits[0].metadata["grade"] == "初一"
|
|||
|
|
assert result.hits[0].metadata["kb_id"] == "kb-edu"
|
|||
|
|
|
|||
|
|
|
|||
|
|
class TestFallbackStrategy:
|
|||
|
|
"""
|
|||
|
|
[AC-IDSMETA-20] Test fallback strategy with structured reason codes.
|
|||
|
|
"""
|
|||
|
|
|
|||
|
|
def setup_method(self):
|
|||
|
|
self.fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
def test_no_intent_match_fallback(self):
|
|||
|
|
"""No intent match should trigger fallback with reason code."""
|
|||
|
|
result = self.fallback.execute(
|
|||
|
|
reason="NO_INTENT_MATCH",
|
|||
|
|
fallback_message="抱歉，我不太理解您的问题，请换种方式描述。",
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert result["fallback_triggered"] is True
|
|||
|
|
assert result["reason_code"] == "intent_not_matched"
|
|||
|
|
assert result["fallback_type"] == "fixed"
|
|||
|
|
assert "不太理解" in result["fallback_content"]
|
|||
|
|
|
|||
|
|
def test_no_retrieval_hits_fallback(self):
|
|||
|
|
"""No retrieval hits should trigger fallback with reason code."""
|
|||
|
|
result = self.fallback.execute(
|
|||
|
|
reason="NO_RETRIEVAL_HITS",
|
|||
|
|
fallback_kb_id="kb-general",
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert result["fallback_triggered"] is True
|
|||
|
|
assert result["reason_code"] == "retrieval_empty"
|
|||
|
|
assert result["fallback_type"] == "kb"
|
|||
|
|
assert result["fallback_kb_id"] == "kb-general"
|
|||
|
|
|
|||
|
|
def test_low_confidence_fallback(self):
|
|||
|
|
"""Low confidence should trigger fallback with reason code."""
|
|||
|
|
result = self.fallback.execute(
|
|||
|
|
reason="LOW_CONFIDENCE",
|
|||
|
|
fallback_message="我对这个回答不太确定，建议您咨询人工客服。",
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert result["fallback_triggered"] is True
|
|||
|
|
assert result["reason_code"] == "confidence_below_threshold"
|
|||
|
|
assert result["fallback_type"] == "fixed"
|
|||
|
|
|
|||
|
|
def test_metadata_filter_too_strict_fallback(self):
|
|||
|
|
"""Too strict metadata filter should trigger fallback."""
|
|||
|
|
result = self.fallback.execute(
|
|||
|
|
reason="METADATA_FILTER_TOO_STRICT",
|
|||
|
|
fallback_message="没有找到符合条件的答案，请尝试调整筛选条件。",
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert result["fallback_triggered"] is True
|
|||
|
|
assert result["reason_code"] == "filter_excluded_all"
|
|||
|
|
|
|||
|
|
def test_default_fallback(self):
|
|||
|
|
"""Default fallback should be used when no specific fallback provided."""
|
|||
|
|
result = self.fallback.execute(reason="NO_RETRIEVAL_HITS")
|
|||
|
|
|
|||
|
|
assert result["fallback_triggered"] is True
|
|||
|
|
assert result["fallback_type"] == "default"
|
|||
|
|
assert "人工客服" in result["fallback_content"]
|
|||
|
|
|
|||
|
|
|
|||
|
|
class TestRoutingFilterRetrievalFallbackChain:
|
|||
|
|
"""
|
|||
|
|
[AC-IDSMETA-18, AC-IDSMETA-19, AC-IDSMETA-20] Test complete chain.
|
|||
|
|
"""
|
|||
|
|
|
|||
|
|
@pytest.mark.asyncio
|
|||
|
|
async def test_full_chain_with_intent_match_and_retrieval(self):
|
|||
|
|
"""Full chain: intent match -> metadata filter -> retrieval -> response."""
|
|||
|
|
router = MockIntentRouter()
|
|||
|
|
retriever = MockRetriever(hits=[
|
|||
|
|
MockRetrievalHit(
|
|||
|
|
text="退货需在7天内，商品未拆封",
|
|||
|
|
score=0.9,
|
|||
|
|
source="kb",
|
|||
|
|
metadata={"kb_id": "kb-return"},
|
|||
|
|
),
|
|||
|
|
])
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
rules = [
|
|||
|
|
MockIntentRule(
|
|||
|
|
id="rule-1",
|
|||
|
|
name="退货",
|
|||
|
|
response_type="rag",
|
|||
|
|
target_kb_ids=["kb-return"],
|
|||
|
|
keywords=["退货"],
|
|||
|
|
priority=10,
|
|||
|
|
)
|
|||
|
|
]
|
|||
|
|
|
|||
|
|
user_message = "我想退货"
|
|||
|
|
intent_result = router.match(user_message, rules)
|
|||
|
|
|
|||
|
|
assert intent_result is not None
|
|||
|
|
assert intent_result.rule.response_type == "rag"
|
|||
|
|
|
|||
|
|
retrieval_result = await retriever.retrieve(
|
|||
|
|
tenant_id="tenant-1",
|
|||
|
|
query=user_message,
|
|||
|
|
target_kb_ids=intent_result.rule.target_kb_ids,
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert retrieval_result.hit_count > 0
|
|||
|
|
assert not retrieval_result.is_empty
|
|||
|
|
|
|||
|
|
@pytest.mark.asyncio
|
|||
|
|
async def test_full_chain_no_intent_match_fallback(self):
|
|||
|
|
"""Full chain: no intent match -> fallback."""
|
|||
|
|
router = MockIntentRouter()
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
rules = [
|
|||
|
|
MockIntentRule(
|
|||
|
|
id="rule-1",
|
|||
|
|
name="退货",
|
|||
|
|
response_type="rag",
|
|||
|
|
keywords=["退货"],
|
|||
|
|
priority=10,
|
|||
|
|
)
|
|||
|
|
]
|
|||
|
|
|
|||
|
|
user_message = "今天天气怎么样"
|
|||
|
|
intent_result = router.match(user_message, rules)
|
|||
|
|
|
|||
|
|
assert intent_result is None
|
|||
|
|
|
|||
|
|
fallback_result = fallback.execute(
|
|||
|
|
reason="NO_INTENT_MATCH",
|
|||
|
|
fallback_message="抱歉，我无法回答这个问题。",
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert fallback_result["fallback_triggered"] is True
|
|||
|
|
assert fallback_result["reason_code"] == "intent_not_matched"
|
|||
|
|
|
|||
|
|
@pytest.mark.asyncio
|
|||
|
|
async def test_full_chain_no_retrieval_hits_fallback(self):
|
|||
|
|
"""Full chain: intent match -> no retrieval hits -> fallback."""
|
|||
|
|
router = MockIntentRouter()
|
|||
|
|
retriever = MockRetriever(hits=[])
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
rules = [
|
|||
|
|
MockIntentRule(
|
|||
|
|
id="rule-1",
|
|||
|
|
name="退货",
|
|||
|
|
response_type="rag",
|
|||
|
|
target_kb_ids=["kb-return"],
|
|||
|
|
keywords=["退货"],
|
|||
|
|
priority=10,
|
|||
|
|
)
|
|||
|
|
]
|
|||
|
|
|
|||
|
|
user_message = "退货流程是什么"
|
|||
|
|
intent_result = router.match(user_message, rules)
|
|||
|
|
|
|||
|
|
assert intent_result is not None
|
|||
|
|
|
|||
|
|
retrieval_result = await retriever.retrieve(
|
|||
|
|
tenant_id="tenant-1",
|
|||
|
|
query=user_message,
|
|||
|
|
target_kb_ids=intent_result.rule.target_kb_ids,
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert retrieval_result.is_empty
|
|||
|
|
|
|||
|
|
fallback_result = fallback.execute(
|
|||
|
|
reason="NO_RETRIEVAL_HITS",
|
|||
|
|
fallback_kb_id="kb-general",
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert fallback_result["fallback_triggered"] is True
|
|||
|
|
assert fallback_result["reason_code"] == "retrieval_empty"
|
|||
|
|
|
|||
|
|
@pytest.mark.asyncio
|
|||
|
|
async def test_full_chain_with_metadata_filter(self):
|
|||
|
|
"""Full chain with metadata filter injection."""
|
|||
|
|
router = MockIntentRouter()
|
|||
|
|
retriever = MockRetriever(hits=[
|
|||
|
|
MockRetrievalHit(
|
|||
|
|
text="初一数学课程大纲",
|
|||
|
|
score=0.9,
|
|||
|
|
source="kb",
|
|||
|
|
metadata={"grade": "初一", "subject": "数学", "scene": "咨询", "kb_id": "kb-edu"},
|
|||
|
|
),
|
|||
|
|
MockRetrievalHit(
|
|||
|
|
text="初二数学课程大纲",
|
|||
|
|
score=0.85,
|
|||
|
|
source="kb",
|
|||
|
|
metadata={"grade": "初二", "subject": "数学", "scene": "咨询", "kb_id": "kb-edu"},
|
|||
|
|
),
|
|||
|
|
])
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
rules = [
|
|||
|
|
MockIntentRule(
|
|||
|
|
id="rule-1",
|
|||
|
|
name="课程咨询",
|
|||
|
|
response_type="rag",
|
|||
|
|
target_kb_ids=["kb-edu"],
|
|||
|
|
keywords=["课程", "大纲"],
|
|||
|
|
priority=10,
|
|||
|
|
)
|
|||
|
|
]
|
|||
|
|
|
|||
|
|
user_message = "初一数学课程大纲"
|
|||
|
|
session_metadata = {"grade": "初一", "subject": "数学", "scene": "咨询"}
|
|||
|
|
|
|||
|
|
intent_result = router.match(user_message, rules)
|
|||
|
|
|
|||
|
|
retrieval_result = await retriever.retrieve(
|
|||
|
|
tenant_id="tenant-1",
|
|||
|
|
query=user_message,
|
|||
|
|
target_kb_ids=intent_result.rule.target_kb_ids if intent_result else None,
|
|||
|
|
metadata_filter=session_metadata,
|
|||
|
|
)
|
|||
|
|
|
|||
|
|
assert retrieval_result.hit_count == 1
|
|||
|
|
assert retrieval_result.hits[0].metadata["grade"] == "初一"
|
|||
|
|
|
|||
|
|
|
|||
|
|
class TestReasonCodeStructure:
|
|||
|
|
"""
|
|||
|
|
[AC-IDSMETA-20] Test structured reason codes for fallback.
|
|||
|
|
"""
|
|||
|
|
|
|||
|
|
def test_reason_code_format(self):
|
|||
|
|
"""Reason codes should follow snake_case format."""
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
for reason_key, expected_code in FallbackStrategy.REASON_CODES.items():
|
|||
|
|
result = fallback.execute(reason=reason_key)
|
|||
|
|
assert result["reason_code"] == expected_code
|
|||
|
|
assert "_" in expected_code or expected_code.islower()
|
|||
|
|
|
|||
|
|
def test_reason_code_in_diagnostics(self):
|
|||
|
|
"""Reason code should be included in diagnostics."""
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
result = fallback.execute(reason="NO_RETRIEVAL_HITS")
|
|||
|
|
|
|||
|
|
assert "reason_code" in result
|
|||
|
|
assert result["reason_code"] == "retrieval_empty"
|
|||
|
|
|
|||
|
|
def test_unknown_reason_code(self):
|
|||
|
|
"""Unknown reason should return 'unknown' code."""
|
|||
|
|
fallback = FallbackStrategy()
|
|||
|
|
|
|||
|
|
result = fallback.execute(reason="UNKNOWN_REASON")
|
|||
|
|
|
|||
|
|
assert result["reason_code"] == "unknown"
|